Closing Impunity Gaps for the Crime of Aggression
As stated at Nuremberg, the crime of aggression is the “supreme international crime, differing only from other war crimes in that it contains within itself the accumulated evil of the whole.” International instruments clearly and repeatedly have outlawed initiating wars of aggression and other illegal uses of armed force. States parties recently have defined and codified the crime in the Rome Statute of the International Criminal Court (ICC) and delineated the scope of the ICC’s jurisdiction over aggression. Although the ICC is an important mechanism for accountability and justice, it is not certain when it will be able to adjudicate the crime of aggression. Moreover, the ICC will not have jurisdiction to prosecute all individuals who wage aggressive war, nor will it be free of political cooptation by states parties interested in quashing attempts to seek justice for acts of aggression committed by their leaders. Consequently, advocates combating impunity for international crimes should continue to view the ICC as a court of last resort, especially for prosecuting cases of aggression. Despite the many legal and political challenges, primary responsibility for prosecuting individuals for the use of armed force in violation of the U.N. Charter—the crime of aggression—should still rest with national courts.
Once aggression is criminalized at the domestic level, three types of extraterritorial jurisdiction—passive nationality jurisdiction, protective jurisdiction, and universal jurisdiction—are avenues for enabling criminal prosecution of leaders who illegally use armed force. This Article examines each of these principles, their potential, and the challenges inherent in prosecuting the crime of aggression in national courts. In addition, it supports scholars’ arguments for expanding national-level jurisdiction over crimes of aggression committed domestically and internationally, finding that the crime of aggression is among the ‘core’ international crimes demanding accountability at the domestic level. It challenges arguments put forth by some scholars that national legislatures and prosecutors should not criminalize or prosecute individuals who wage aggressive war and finds that domesticating international criminal law, including outlawing the crime of aggression, is essential to achieve more effective prosecution of aggression. Unless additional exceptions are made to the current legal structures, however, the challenges of bringing perpetrators of aggressive war to justice under domestic law are considerable. Individual states, therefore, should (1) exercise jurisdiction and prosecute the crime whenever possible, and (2) consider ways to widen domestic avenues for justice in cases of aggression.
I. Introduction
TOPNuremberg was a watershed moment for holding individuals accountable for waging aggressive war. From 1946 to 1948, the Nuremberg International Military Tribunal and the International Tribunal for the Far East tried and convicted several individuals for “crimes against peace,”1
One particular defendant, the head of the Nazi Party Chancellery, Rudolf Hess, was convicted solely of conspiring to commit crimes against peace. Hess was found to have used his official position to take part in the political planning of wars of aggression. “As deputy to the Führer, Hess was the top man in the Nazi Party with responsibility for handling all Party matters, and authority to make decisions in Hitler’s name on all questions of Party leadership . . . . Hess was an informed and willing participant in German aggression against Austria, Czechoslovakia, and Poland.” Judicial Decisions: International Military Tribunal (Nuremberg), Judgment and Sentences, 41 Am. J. Int’l L. 172, 275-76 (1947) [hereinafter International Military Tribunal (Nuremberg)].
Charter of the International Military Tribunal, annexed to the London Agreement on War Criminals, art. 6(a), Aug. 8, 1945, 59 Stat. 1546, 1547, 82 U.N.T.S. 284, 288 [hereinafter Nuremberg Charter]. Rudolf Hess was sentenced to life imprisonment. Eleven other defendants were also convicted of crimes against peace—Göring, Ribbentrop, Keitel, Rosenberg, Frick, Funk, Dönitz, Raeder, Jodl, Seyss-Inquart, and Neurath. See generally International Military Tribunal (Nuremberg), supra note 1; Charter of the International Military Tribunal for the Far East, art. 5, Jan. 19, 1946, T.I.A.S. No. 1589 [hereinafter Tokyo Tribunal], https://www.loc.gov/law/help/us-treaties/bevans/m-ust000004-0020.pdf.
Nuremberg Charter, supra note 2, art. 6(a).
International Military Tribunal (Nuremberg), supra note 1, at 186. At the time, the crime of aggression was established as a “crime against peace,” but the concept has remained essentially the same in terms of individual criminal accountability. See International Military Tribunal (Nuremberg), supra note 1, at 186. Cf. Rome Statute of the International Criminal Court, July 17, 1998, 2187 U.N.T.S. 90 [hereinafter Rome Statute].
Since then, however, courts have not enforced the international crime of aggression, even though states and their leaders have continued to engage in the illegal use of armed force against other states in violation of the U.N. Charter.5
U.N. Charter arts. 2(3)–(4). See, for example, Claus Kreß, The Iraqi Special Tribunal and the Crime of Aggression, 2 J. Int’l Crim. Just. 347, 347 (2004) (stating that legal scholars agree that Iraq’s invasion of Kuwait to annex its territory amounted to a war of aggression); Michael J. Glennon, The Blank Prose Crime of Aggression, 35 Yale J. Int’l L. 71, 73, 91-95 (2010) (finding that every U.S. President since John F. Kennedy could have been subject to prosecution for the crime of aggression, citing several examples, including the 1961 U.S. invasion of Cuba at the Bay of Pigs, the 1983 U.S. invasion of Grenada, and the 2003 U.S. invasion of Iraq).
See, for example, Glennon, supra note 5, at 91–95.
Current events, however, demonstrate a pressing need to criminalize aggression in order to deter leaders from waging aggressive war. Most recently, in 2014, Russian forces deliberately invaded Ukrainian territory on several occasions, seizing or blockading various airports and other strategic sites, and occupying and then annexing Crimea.7
See, for example, Mark Mardell, G7 Warns Russia on ‘Annexing’ Crimea, BBC (Mar. 12, 2014), http://www.bbc.com/news/world-europe-26547138;Russian armed forces seize Crimea as Putin threatens wide military invasion of Ukraine, Kyiv Post (Mar. 2, 2014), http://www.kyivpost.com/content/ukraine/tensions-rise-in-armed-standoff-in-crimea-between-ukrainian-and-russian-backed-forces-337942.html.
The U.N. Charter prohibits the use of force except in cases of self-defense or Security Council authorization. U.N. Charter arts. 2(3)–(4) & 51 (Article 2(3) mandates member states to “. . . settle their international disputes by peaceful means in such a manner that international peace and security, and justice, are not endangered.” Article 2(4) requires that states “. . . refrain in their international relations from the threat or use of force against the territorial integrity or political independence of any state, or in any other manner inconsistent with the Purposes of the United Nations.” Article 51 enumerates exceptions to the prohibition, noting that “[n]othing in the present Charter shall impair the inherent right of individual or collective self-defence if an armed attack occurs against a Member of the United Nations, until the Security Council has taken measures necessary to maintain international peace and security.”); see Peter M. Olsen, The Lawfulness of Russian Use of Force in Crimea, 53 Mil. L. & L. War Rev. 17, 19 & 39 (2014) (arguing that Russia’s use of force in Crimea was unlawful and illegal); Ruwanthika Gunaratne, Debate map: Ukraine/Crimea, Public Int’l Law, https://ruwanthikagunaratne.wordpress.com/2014/03/14/oup-debate-map-on-crimea/(listing many sources on various sides of the debate).
Memorandum on Security Assurances in Connection with Ukraine's Accession to the Treaty on the Non-Proliferation of Nuclear Weapons, U.N. Doc. A/49/765 (Dec. 19, 1994), available at https://www.msz.gov.pl/en/p/wiedenobwe_at_s_en/news/memorandum_on_security_assurances_in_connection_with_ukraine_s_accession_to_the_treaty_on_the_npt?printMode=true.
Assembly of States Parties Res. RC/Res.6, annex III, 22 (June 11, 2010), available at http://crimeofaggression.info/documents/6/Review-Conference-offiical-records-ENG.pdf[hereinafter Kampala Amendments].
During the Rome Conference negotiations over the scope of the international crimes to be covered by the ICC, the most contentious discussions revolved around the crime of aggression.11
See Noah Weisbord, Judging Aggression, 50 Colum. J. Transnat’l L. 82, 85 (2011).
Rome Statute, supra note 4, art. 5(1).
Kampala Amendments, supra note 10. The Rome Statute contains complex provisions on the conditions for the exercise of jurisdiction over the crime of aggression. The ICC can take action against alleged perpetrators of aggression once 30 states parties ratify the Kampala Amendments and the ASP decide by a two-thirds majority to activate the ICC’s jurisdiction. After January 1, 2017, the ICC can begin investigating and prosecuting the crime of aggression if either: (1) the U.N. Security Council refers the situation to the ICC; or (2) a state party refers a situation or the Prosecutor starts an investigation propio motu, the states involved in the situation are parties to the Rome Statute, at least one of the states involved has ratified the amendment, and the alleged aggressor state party has not opted out of the ICC’s jurisdiction over the crime of aggression. See Rome Statute, supra note 4, art. 13(b)–(c).
Kampala Amendments, supra note 10; The Travaux Préparatoires of the Crime of Aggression 3 (Stefan Barriga & Claus Kreß eds., 2012). The compromise includes a clause that prevents the ICC from exercising jurisdiction over the crime of aggression immediately. Instead, the ASP will have to make a further decision to activate the ICC’s jurisdiction no earlier than 2017. Also, one year must have passed since the 30th ratification before the ICC can exercise its jurisdiction over the crime of aggression. Kampala Amendments, supra note 10, art. 15 bis ¶¶ 2, 3.
Although the ICC is an important mechanism for international accountability, it is uncertain when it will be able to adjudicate the crime of aggression. Moreover, it will not have jurisdiction to prosecute all individuals who wage aggressive war, nor will it be free of political cooptation by states parties interested in quashing attempts to seek justice for acts of aggression committed by their leaders. These jurisdictional limitations at the international level also elevate the importance of domestic jurisdictions in prosecuting the crime of aggression.15
But see Harold Hongju Koh & Todd F. Buchwald, The Crime of Aggression: The United States Perspective, 109 Am. J. Int’l L. 257, 262–273 (2015).
As with all contested political debates, the final definition and jurisdictional preconditions of the crime, although reached by consensus, were the product of many compromises among states parties. Even after reaching such compromises, states parties must still individually ratify and vote to activate the ICC’s jurisdiction over the crime sometime after January 2017.16
Kampala Amendments, supra note 10, art. 15 bis ¶ 3.
See infra note 69; Rome Statute, art. 17 (Only when a state is unable or unwilling to prosecute for international crimes under its jurisdiction will the Court exercise its jurisdiction under the principle of complementarity.).
Kampala Amendments, supra note 10, art. 15 bis ¶ 6.
This Article examines that narrow window of possibility for combating impunity for waging aggressive war. Section II briefly traces the development of the crime of aggression under customary international law and the ICC. Section III discusses types of territorial and extraterritorial jurisdiction—passive personality jurisdiction, protective jurisdiction, and universal jurisdiction—that are possible alternate avenues for adjudicating the crime of aggression at the national level. Section IV then addresses the numerous challenges to domestic prosecutions of aggression under these types of extraterritorial jurisdiction, owing to the legal obstacles and potential for politicization of the crime’s prosecution inter alia.
Ultimately, this Article supports and extends scholars’ arguments for expanding national criminal jurisdiction, finding that the crime of aggression also must be considered among the “core” international crimes in need of accountability mechanisms at the domestic level. It challenges the arguments put forth by some scholars that national jurisdictions should not criminalize or prosecute individuals who wage aggressive war and finds that domesticating international criminal law, including the crime of aggression, is part of the evolving international acceptance of human rights and condemnation of impunity for the most heinous international crimes. In the end, this Article concludes by recognizing that it will still be difficult to convict perpetrators of aggression at the domestic and international levels and offers suggestions toward overcoming challenges to prosecuting the crime of aggression.
II. Crime of Aggression Under International Law
TOPA. From Nuremberg to Kampala and Beyond
TOPThe Rome Conference was not the first time the international community of states criminalized aggression. The modern notion that states should settle disputes peacefully before resorting to war dates back to the Peace of Westphalia of 1648,19
Mary Ellen O’Connell, International Law and the Use of Force, Cases and Material 127–29 (2d ed. 2009).
See generally Benjamin B. Ferencz, Defining International Aggression: The Search for World Peace (1975); Oscar Solera, Defining the Crime of Aggression (2007).
International law first specifically prohibited states from engaging in aggressive war with the Kellogg-Briand Peace Pact of 1928.21
General Treaty for Renunciation of War as an Instrument of National Policy art. I, Aug. 27, 1928, 46 Stat. 2343, 94 L.N.T.S. 57.
Treaty of Versailles art. 227, June 28, 1919. The Kaiser fled to the Netherlands, which refused to extradite him to the tribunal finding that it was applying ex post facto law. See Noah Weisbord, Prosecuting Aggression, 49 Harv. Int’l L. J. 161, 162 (2008) (citing Benjamin B. Ferencz, From Nuremberg to Rome: A Personal Account, in Justice for Crimes Against Humanity 31, 31 (Mark Lattimer & Phillippe Sands eds., 2003)).
“Crimes against Peace” was defined as “planning, preparation, initiation or waging a war of aggression, or a war in violation of international treaties, agreements or assurances, or participation in a common plan or conspiracy for the accomplishment of any of the foregoing.” Agreement for the Prosecution and Punishment of the Major War Criminals of the European Axis, Annex art. VI(a), Aug. 8, 1945, 59 Stat. 1544, 1547, 82 U.N.T.S. 279, 288.
Trial of the Major War Criminals before the International Military Tribunal, Nuremberg, 14 October 1945–1 October 1946 (1947-1949), Vol. XXII International Military Tribunal 427 (1948), available at www.loc.gov//rr/frd/Military_Law/NT_major-war-criminals.html;International Military Tribunal (Nuremberg), supra note 1, at 186.
Control Council Law No. 10, art. II, Dec. 20, 1945, reprinted in 1 Trials of War Criminals Before the Nuremberg Military Tribunals Under Control Council Law No. 10, at xvi (1949); see Weisbord, supra note 22, at 165.
Defining “aggression” has been a challenge for the international community since World War II. Adopted in 1945, the U.N. Charter prohibits the use of force except in cases of self-defense or Security Council authorization,26
U.N. Charter art. 2(4), 51.
U.N. Charter art. 1(1), 39.
See Solera, supra note 20, at 63.
Weisbord, supra note 22, at 165.
The definition has been interpreted to mean that the use of force in “serious violation” of the U.N. Charter is illegal and is prima facie evidence of an act of aggression.30
U.N. Charter art. 2(4); Definition of Aggression, G.A. Res. 3314 (XXIX), U.N. Doc. A/RES/3314(XXIX) at 143 (Dec. 14, 1974) [hereinafter Definition of Aggression].
Christian Henderson, The Persistent Advocate and the Use of Force: The Impact of the United States Upon the “Jus ad Bellum” in the Post-Cold War Era 198 (2010).
Int’l Comm’n on Intervention and State Sovereignty, The Responsibility to Protect: Report of the International Commission on Intervention and State Sovereignty (2001), available at http://responsibilitytoprotect.org/ICISS%20Report.pdf[hereinafter ICISS Report]; 2005 World Summit Outcome, G.A. Res. 60/1, ¶¶ 138–39, U.N. Doc. A/RES/60/1 (Oct. 24, 2005) [hereinafter 2005 World Summit Outcome Document]. Cf. Koh & Buchwald, supra note 15, at 258 (discussing problems related to the definition of the crime of aggression and humanitarian assistance, and positing that the U.S. views humanitarian intervention as a controversial concept). The Responsibility to Protect, or R2P, is a new international security and human rights norm to address the international community’s failure to prevent and stop genocides, war crimes, ethnic cleansing and crimes against humanity. See 2005 World Summit Outcome Document, ¶¶ 138–39.
Similar to the problems of defining state responsibility for acts of aggression, the crime of aggression has faced definitional challenges. The U.N. General Assembly set up three Special Committees on the Question of Defining Aggression in the 1970s, but none succeeded in defining the crime.33
Weisbord, supra note 22, at 165; Benjamin B. Ferencz, The United Nations Consensus Definition of Aggression: Sieve or Substance?, 10 J. Int’l L. & Econ. 701, 707 (1975); see generally Report of the Special Committee on the Question of Defining Aggression, U.N. Doc. A/9619 GAOR, 29th Sess., Supp. No. 19 (1974); Report of the Special Committee on the Question of Defining Aggression, U.N. Doc. A/9019 GAOR, 28th Sess., Supp. No. 19 (1973); Report of the Special Committee on the Question of Defining Aggression, U.N. Doc. A/8719 GAOR, 27th Sess., Supp. No. 19 (1972);. Report of Special Committee on the Question of Defining Aggression, U.N. Doc. A/8419 GAOR, 26th Sess., Supp. No. 19 (1971); Report of the Special Committee on the Question of Defining Aggression, U.N. Doc. A/8019 GAOR, 25th Sess., Supp. No. 19 (1970); Report of the Special Committee on the Question of Defining Aggression, U.N. Doc. A/7620 GAOR, 24th Sess., Supp. No. 19 (1969); Report of the Special Comm. on the Question of Defining Aggression, U.N. Doc. A/7402 GAOR, 23d Sess., Supp. No. 19 (1968); G.A. Res. 2330 (XXII), U.N. Doc. A/6988 GAOR, 22d Sess. (Dec. 18, 1967) (thirty-five members); G.A. Res. 895 (IX), U.N. Doc. A/RES/895(IX) (Dec. 4, 1954) (nineteen members); G.A. Res. 378/(V)(B), U.N. Doc. A/RES/378(V) (Nov. 17, 1950) (fifteen members).
Claus Kreß & Leonie von Holtzendorff, The Kampala Compromise on the Crime of Aggression, 8 J. Int’l Crim. Just. 1179, 1181–82 (2010); Ferencz, supra note 33, at 708.
G.A. Res. 2330 (XXII), U.N. Doc. A/RES/2330 (Dec. 18, 1967); Weisbord, supra note 22, at 168.
Definition of Aggression, supra note 30, at 143.
Id. Articles 3 and 4 read:
Any of the following acts, regardless of a declaration of war, shall, subject to and in accordance with the provisions of article 2, qualify as an act of aggression:
(a) The invasion or attack by the armed forces of a State of the territory of another State, or any military occupation, however temporary, resulting from such invasion or attack, or any annexation by the use of force of the territory of another State or part thereof,
(b) Bombardment by the armed forces of a State against the territory of another State or the use of any weapons by a State against the territory of another State;
(c) The blockade of the ports or coasts of a State by the armed forces of another State;
(d) An attack by the armed forces of a State on the land, sea or air forces, or marine and air fleets of another State;
(e) The use of armed forces of one State which are within the territory of another State with the agreement of the receiving State, in contravention of the conditions provided for in the agreement or any extension of their presence in such territory beyond the termination of the agreement;
(f) The action of a State in allowing its territory, which it has placed at the disposal of another State, to be used by that other State for perpetrating an act of aggression against a third State;
(g) The sending by or on behalf of a State of armed bands, groups, irregulars or mercenaries, which carry out acts of armed force against another State of such gravity as to amount to the acts listed above, or its substantial involvement therein.
Article 4: The acts enumerated above are not exhaustive and the Security Council may determine that other acts constitute aggression under the provisions of the Charter.
Id. arts. 3 & 4.
Id. art. 3 (defining Aggression as “the use of armed force by a State against the sovereignty, territorial integrity or political independence of another State, or in any other manner inconsistent with the Charter of the United Nations . . . .”).
Article 16 of the International Law Commission (ILC)’s 1996 draft Code of Crimes against the Peace and Security of Mankind reaffirmed the crime of aggression as a crime under international law.39
Rep. of the Int’l L. Comm’n, 48th Sess., May 6–July 26, 1996, U.N. Doc. A/51/10; GAOR, 51st Sess., Supp. No. 10, at 83–85 (Jan. 1, 1996).
Weisbord, supra note 22, at 168 (2008) (citing Benjamin Ferencz, Defining Aggression: where it Stands and Where It’s Going, 66 Am. J. Int’l L. 491, 493 (1972)). But see M. Cherif Bassiouni & Benjamin B. Ferencz, The Crime Against Peace, in International Criminal Law 313, 315–16 (M. Cherif Bassiouni ed., 2d ed. 1999) (noting that “by implication and with reference to the historical context of preventing and punishing aggressive war, that definition could be used as a basis for the criminalization of aggression.”).
Kreß, supra note 5, at 347–48.
Kreß & Holtzendorff, supra note 34, at 1181.
States parties’ widespread acceptance of the ICC’s jurisdiction over aggression generally led to the inclusion of the crime among the list of core crimes in the original text of the Rome Statute.43
Rome Statute, supra note 4, art. 5.
See Koh & Buchwald, supra note 15, at 261–63; Kreß & Holtzendorff, supra note 34, at 1182.
Rome Statute, supra note 4, arts. 5(1)(d), 5(2) (stating that the ICC has jurisdiction over the crime of aggression but that it “shall exercise jurisdiction over the crime of aggression once a provision is adopted…defining the crime and setting out the conditions under which the Court shall exercise jurisdiction with respect to this crime.”).
ICC-ASP/I/Res. 1 adopted by consensus at the 3d. Plenary Meeting on Sept. 9, 2002, ICC-ASP/I/3, 328.
Stefan Barriga, Against the Odds: The Results of the Special Working Group on the Crime of Aggression, in International Criminal Justice: Law and Practice from the Rome Statute to its Review 621, 621 & 640 (Roberto Bellelli ed., 2010).
In 2010, at the first Review Conference on the Rome Statute, the ASP adopted by consensus Resolution RC/Res. 6 on “[t]he crime of aggression,”48
Kampala Amendments, supra note 10, art. 8 bis.
Id.
For the purpose of this Statute, “crime of aggression” means the planning, preparation, initiation or execution, by a person in a position effectively to exercise control over or to direct the political or military action of a State, of an act of aggression which, by its character, gravity and scale, constitutes a manifest violation of the Charter of the United Nations.50
Rome Statute, supra note 4, art. 8 bis (1).
The Rome Statute’s definition of the crime of aggression departs from previous definitions of individual criminal responsibility for “crimes against peace” or aggression in important ways, including: (1) linking the crime of aggression to an act of aggression as opposed to a war of aggression, and (2) developing a threshold test requiring a manifest violation of the U.N. Charter.51
Id.
See Definition of Aggression, supra note 30, art. 5(2) (“A war of aggression is a crime against international peace.”); Nuremberg Charter, supra note 2, art. 6; see also Tokyo Tribunal, supra note 2, art. 5.
But see Koh & Buchwald, supra note 15, at 270 (arguing that “standard definitions of the word ‘manifest’ suggest something that is evident, obvious, apparent, or plain, without necessarily connoting the egregiousness or flagrance that would ordinarily be considered essential to distinguish aggression for which individual criminal liability might lie from other illegal uses of force.”).
The ICC’s actual exercise of jurisdiction will not take effect until there is a separate decision after January 1, 2017 taken by the majority of states parties “only with respect to crimes of aggression committed one year after the ratification or acceptance of the amendments by thirty states parties.”54
Kampala Amendments, supra note 10, arts. 15 bis (2–3), 15 ter (2–3); Review Conference of the Rome Statute of the International Criminal Court, ICC Doc. RC/11 (2010).
See Leila Nadya Sadat, The International Criminal Court and the Transformation of International Law: Justice for the New Millennium 138 (2002).
B. A Crime Different from Other Core Crimes
TOPCombating impunity for the crime of aggression requires an analysis of domestic jurisdiction and customary international law. However, aggression is an exceptional crime that must first be understood in relation to other international crimes.
1. State act of aggression.
In addition to enforcement constraints at the international level outlined above, the crime of aggression is substantively different from other core international crimes—war crimes, crimes against humanity, and genocide—in that aggression is explicitly tied to state acts of aggression.56
Rome Statute, supra note 4, art. 8(1) bis; Kampala Amendments, supra note 10, art. 8 bis. See Koh & Buchwald, supra note 15, at 262 (arguing that the prosecution of an individual for aggression necessarily turned on a prior determination that a state act of aggression occurred and, therefore, that the Security Council would need to make that determination).
Rome Statute, supra note 4, arts. 5–8.
2. Jus ad bellum v. jus in bello.
In addition to the crime of aggression being explicitly tied to a state act of aggression, aggression is different from other core crimes in that it generally relates to the legality of the resort to war itself (jus ad bellum) rather than the legality of conduct during war (jus in bello).58
See Michael P. Scharf, Customary International Law in Times of Fundamental Change: Recognizing Grotian Moments 88 (2013) (stating that the decision, at least in part, to exclude aggression in modern international criminal tribunals’ statutes reflected a recognition that aggression was a different species of offense).
Rome Statute, supra note 4, art. 8(1) bis; Kampala Amendments, supra note 10, art. 8 bis.
See Geneva Convention for the Amelioration of the Condition of the Wounded and Sick in Armed Forces and the Field, Aug. 12, 1949, 6 U.S.T. 3114, 75 U.N.T.S. 31; Geneva Convention for the Amelioration of the Condition of the Wounded, Sick, and Shipwrecked Members of Armed Forces at Sea, Aug. 12, 1949, 6 U.S.T. 3217, 75 U.N.T.S. 85; Geneva Convention Relative to the Treatment of Prisoners of War, art. 3, Aug. 12, 1949, 6 U.S.T. 3316, 75 U.N.T.S. 135; Geneva Convention Relative to the Protection of Civilian Persons in Times of War, Aug. 12, 1949, 6 U.S.T. 3516, 75 U.N.T.S. 287; Hague Convention (IV) Respecting the Laws and Customs of War on Land and Its Annex: Regulations Concerning the Laws and Customs of War on Land, Oct. 18, 1907, and CIL.
See Rome Statute, supra note 4, art. 7.
3. Leadership element.
Furthermore, at least with regard to the ICC, the crime of aggression is understood as strictly a government leadership crime.62
Kevin Jon Heller, Retreat from Nuremberg: The Leadership Requirement in the Crime of Aggression, 18 Euro. J. Int’l L. 477, 477–97 (2007); Claus Kreß, The Crime of Aggression Before the First Review of the ICC Statute, 20 Leiden J. Int’l L. 851, 855 (2007).
But see Heller, supra note 64 at 477–97(arguing that the jurisprudence from Nuremberg applied a ‘shape or influence’ rather than a ‘control or direct’ requirement in prosecuting the crime of aggression); Kreß, supra note 61, at 855.
Rome Statute, supra note 4, art. 8 bis; Kampala Amendments, supra note 10, art. 8 bis.
Nor will ordinary soldiers be held to account as aiders or abettors of aggression. See Rome Statute, supra note 4, art. 25(3) bis.
Customary international law is a binding source of public international law consisting of “general practice accepted as law.” Statute of the International Court of Justice art. 38(1)(b), June 26, 1945, 59 Stat. 1055, 33 U.N.T.S. 993. For a rule to be considered law under customary international law, two elements must be present: (1) state practice and (2) the belief that such practice is required as a matter of law (opinio juris). The North Sea Continental Shelf Cases (Ger. v. Den.; Ger. v. Neth.), 1969 I.C.J. 3, ¶ 77 (Feb. 20).
Astrid Reisinger Coracini, Evaluating Domestic Legislation on the Customary Crime of Aggression under the Rome Statute’s Complementarity Regime, in The Emerging Practice of the International Criminal Court 725, 741 (Carsten Stahn & Göran Sluiter eds., 2009).
See, for example, Rome Statute, supra note 4.
For these and other political reasons, the international community has treated the crime of aggression as different and exceptional in nature. As a result, its definition and evolution has taken a separate trajectory from that of other core international crimes. Aggression, however, must still be viewed as a core international crime. As with other core international crimes, the principle of complementarity69
See, generally, John T. Holmes, The Principle of Complementarity, in The International Criminal Court: The Making of the Rome Statute—Issues, Negotiations, Results 41 (Roy S. Lee ed., 1999).
The principle of complementarity at the ICC is the notion that the ICC is a court of last resort, prosecuting international crimes only when a State is unable or unwilling to do so. See Rome Statute, supra note 4, at Preamble ¶ 10, art. 17. The Rome Statute specifically defers to state sovereignty by declaring the importance of ICC jurisdiction as complementing national jurisdictions. “[I]t is the duty of every State to exercise its criminal jurisdiction over those responsible for international crimes.” Id., at Preamble ¶ 6.
III. Adjudicating the International Crime of Aggression in Domestic Courts
TOPInternational criminal law contemplates two mechanisms for the enforcement of international crimes: national courts (indirect enforcement) and international criminal tribunals (direct enforcement).71
See Coracini, supra note 67, at 727.
A. Territorial Jurisdiction, Including Territorial Effects
TOPIn principle, domestic courts are the ideal venue for prosecuting crimes, including international crimes. Given that the crimes occur in a particular local jurisdiction, the perpetrators, victims, witnesses and evidence are most likely to be found in that jurisdiction.72
Antonio Cassese et al., International Criminal Law 275 (3d ed. 2013). See also Coracini, supra note 67, at 727 (noting that the place where the crime has been committed is referred to as locus delicti commissi).
See generally Sheri P. Rosenberg, The Audacity of Hope: International Criminal Law, Mass Atrocity Crimes, and Prevention, in Reconstructing Atrocity Prevention 151 (Sheri P. Rosenberg, Tibi Galis, & Alex Zucker eds., 2016). See also id., at 162 (discussing the origins of expressivism and its relevance in international criminal law); Cassese et al., supra note 71, at 275.
Rome Statute, supra note 4, art. 17.
In order to prosecute and punish the perpetrators of international crimes at the domestic level, however, states must have: (1) laws criminalizing the alleged criminal conduct at the time of commission, (2) the will to prosecute, and (3) provisions determining jurisdiction.75
See, for example, Cassese et al., supra note 72, at 271.
See S.S. Lotus (Fr. v. Turk.), 1927 P.C.I.J. (ser. A) No. 10, at 18-19 (Sept. 7) [hereinafter Lotus Case].
Cassese et al., supra note 72, at 271.
See Bert V.A. Röling, The Significance of the Laws of War, in Current Problems of International Law 133, 137–39 (Antonio Cassese ed., 1975).
See Paola Gaeta, The Need Reasonably to Expand National Criminal Jurisdiction over International Crimes, in Realizing Utopia: The Future of International Law 596–606 (Antonio Cassese ed., 2012).
In theory, international law gives primacy to states willing and able to prosecute their own nationals for aggression against another state. In practice, this is not likely to happen given the lack of political will to prosecute high-level officials, unless a change in government opens a possibility for justice in transition and true accountability for past crimes. Furthermore, the victim’s state has a territorial link to prosecute as well given that the crime also occurs in its territory, or given that the effects are felt in the victim state.80
See, for example, Strassheim v. Daily, 221 U.S. 280, 285 (1911) (“Acts done outside a jurisdiction, but intended to produce and producing detrimental effects within it, justify a state in punishing the cause of the harm as if he had been present at the effect, if the state should succeed in getting him within its power.”).
Thus, accountability in international criminal law generally—and aggression specifically—at the national level necessitates expanded notions of jurisdiction beyond the traditional criminal jurisdiction links of territoriality and active personality.81
See Gaeta, supra note 79, at 596.
Lotus Case, supra note 76, at 20.
Coracini, supra note 67, at 750.
B. Extraterritorial Jurisdiction
TOPThe international law bases for states’ exercise of extraterritorial criminal jurisdiction84
This Article is specifically referring to “prescriptive” or legislative jurisdiction (as opposed to “enforcement” or adjudicative jurisdiction). Cassese et al., supra note 71, at 278.
Noah Bialostozky, Extraterritoriality and National Security: Protective Jurisdiction as a Circumstance Precluding Wrongfulness, 52 Colum. J. Transnat’l L. 617, 620 (2014) (citing Draft Convention on Jurisdiction With Respect to Crime, 29 Am. J. Int’l L. Supp. 435, 555 (1935)).
See Harold G. Maier, Jurisdictional Rules in Customary International Law, in Extraterritorial Jurisdiction in Theory and Practice 64, 67-68 (Karl M. Meessen ed., 1996).
Protective jurisdiction allows states to prosecute suspects of crimes that are a threat to that state’s national security.87
Cassese et al., supra note 71, at 273.
Id.
Id.
Finally, under the universality principle, treaty law explicitly and implicitly permits extraterritorial jurisdiction.90
See, for example, Convention on the Prevention and Punishment of the Crime of Genocide art. 6, Dec. 9, 1948, 102 Stat. 3045, 78 U.N.T.S. 277. Customary international law is less settled on this matter. See James Crawford, Brownlie’s Principles of Public International Law 456 & 467–70 (8th ed., 2012). But see, for example, Henry Kissinger, The Pitfalls of Universal Jurisdiction, Foreign Affairs, July-Aug. 2001, at 86 (giving a broad general critique of universal jurisdiction); Jack Goldsmith & Stephen D. Krasner, The Limits of Idealism, Daedalus, Winter 2003, at 47–49 (discussing the general concept of universal jurisdiction and warning that it has the potential to engender international conflict).
1. Active and passive nationality jurisdictions.
A state has active and passive nationality jurisdiction, or jurisdiction over crimes committed abroad by or against its nationals. Active personality jurisdiction is based on the notion that a state’s nationals must comply with domestic and international laws whether at home or abroad.91
Cassese et al., supra note 71, at 276.
Id., at 277.
For active nationality jurisdiction, states often prosecute their own nationals for what they consider criminal acts, whether or not such acts are crimes in the territorial state.93
Id., at 276.
Id., at 277.
2. Protective jurisdiction.
Customary international law also allows for extraterritorial jurisdiction under the protective principle. The protective principle is the notion that states possess jurisdiction over a crime committed abroad by any individual when the crime jeopardizes the state’s “national security interests.”95
Protective jurisdiction is understood to enable a state to exercise jurisdiction over extraterritorial conduct that is deemed prejudicial to its essential interests, including territorial integrity, political independence, and security. See Draft Convention on Jurisdiction With Respect to Crime, 29 Am. J. Int’l L Supp. 435, 555 (1935); Cassese et al., supra note 71, at 273; Bruno Simma & Andreas Th. Müller, Exercise and Limits of Jurisdiction, in The Cambridge Companion to International Law 134, 143 (James Crawford & Martti Koskenniemi eds., 2012) (“[I]t has long been recognised that certain interests of states are so essential that acts directed against them qualify as sufficiently close to prompt those states’ jurisdiction.”); Antonio Cassese, When May Senior State Officials Be Tried for International Crimes? Some Comments on the Congo v. Belgium Case, 13 Eur. J. Int’l L. 853, 859 (2002).
Bialostozky, supra note 8486, at 620 (citing League of Nations Report, supra note 26, at 257–58; Manuel R. García-Mora, Criminal Jurisdiction Over Foreigners for Treason and Offenses Against the Safety of the State Committed Upon Foreign Territory, 19 U. Pitt. L. Rev. 567, 569 (1958)) (indicating that states in Europe and Latin America that asserted protective jurisdiction in the 19th century did so as exceptions based on the principle of self-defense for acts directed against the security of the state); Maier, supra note 85, at 69 (“To conclude otherwise would put every state at the mercy of every person acting in every other state when the government at the situs of the acts has no self-interest in preventing those acts.”).
International criminal law academics have argued that the protective principle is mostly irrelevant to international crimes because states do not consider these crimes as directly relevant to, or affecting, their national interests without a territorial link.97
See Cassese et al., supra note 72, at 278.
See Definition of Aggression, supra note 30, 143.
3. Universal jurisdiction.
For international crimes, states can also invoke universal jurisdiction.99
See, for example, Coracini, supra note 66, at 729; Yoram Dinstein, War, Aggression and Self-Defence 155 (2011); M. Cherif Bassiouni, International Crimes: Jus Cogens and Obligatio Erga Omnes, 59 Law & Contemp. Probs. 63, 63 & 68 (1996). See also Princeton University Program in Law and Public Affairs, The Princeton Principles on Universal Jurisdiction 23 (2001), available at https://lapa.princeton.edu/hosteddocs/unive_jur.pdf.[hereinafter Princeton Principles]. But see, for example, Alexander Zahar & Göran Sluiter, International Criminal Law 498 (2008).
Kenneth C. Randall, Universal Jurisdiction under International Law, 66 Tex. L. Rev. 785, 788 (1988); see, for example, Cassese et al., supra note 72, at 278.
See, for example, id.
Even though universal jurisdiction has gained widespread recognition, disagreement persists as to the need for a jurisdictional link to the forum state (i.e., through the physical presence of the accused in the territory of the forum state, or the victim being a national of the forum state) for any jurisdiction, whether involving adjudication or enforcement, to attach.102
U.N. Secretary-General, The Scope and Application of the Principle of Universal Jurisdiction, U.N. Doc. A/65/181 (July 29, 2010).
See, for example, Organic Law on the Judiciary art. 23 (B.O.E. 1985, 157) (Spain) (noting that criminal acts are “punishable in the place of enforcement”).
Cassese et al., supra note 72, at 278.
Traditionally, universal jurisdiction implied an option, not an obligation, to prosecute those accused of committing the most serious crimes of international law.105
United Nations Convention on the Law of the Sea art. 105, Dec. 10, 1982, 1833 U.N.T.S. 397.
See Geneva Convention for the Amelioration of the Condition of the Wounded and Sick in Armed Forces in the Field, Chapter VIII art. 50 & Chapter IX art. 50, Aug. 12, 1949, 75 U.N.T.S. 3 [hereinafter Geneva Convention I]; Geneva Convention for the Amelioration of the Condition of Wounded, Sick and Shipwrecked Members of the Armed Forces at Sea art. 51, Aug. 12, 1949, 75 U.N.T.S. 3 [hereinafter Geneva Convention II]; Geneva Convention Relative to the Treatment of Prisoners of War art. 130, Aug. 12, 1949, 75 U.N.T.S. 3 [hereinafter Geneva Convention III]; Geneva Convention Relative to the Protection of Civilian Persons in Time of War art. 146–47, Aug. 12, 1949, 75 U.N.T.S. 3 [hereinafter Geneva Convention IV]; Convention Against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment, G.A. Res. 39/46, U.N. GAOR, 39th Sess., Supp. No. 51, U.N. Doc. A/39/51, at 197 (1984). But see Ian Brownlie, Principles of Public International Law 306 (7th ed. 2008) (distinguishing the principle of universality from the duty to prosecute or extradite, finding that “[i]n so far as the invocation of the principle of universality in cases apart from war crimes and crimes against humanity creates misgivings, it may be important to maintain the distinction.”).
Bartram S. Brown, The Evolving Concept of Universal Jurisdiction, 35 New Eng. L. Rev. 383, 395 (2001); see Rome Statute, supra note 4, at Preamble ¶ 6 (stating that there is a “duty of every State to exercise its criminal jurisdiction over those responsible for international crimes.”). There is still plenty of controversy about the reach of universal jurisdiction. Belgium and Spain, for example, have recently rolled back their universal jurisdiction statutes after international criticism, especially from states whose leaders were investigated or indicted for war crimes and crimes against humanity. See Code Pénal [C.Pén], arts. 3–4 (Belg.); Loi du 16 juin 1993 relative à la répression des infractions graves aux Conventions internationales de Genève du 12 auôt 1949 et aux Protocoles I et 11 du 8 juin 1977, additionnels a ces Conventions [Law of June 16, 1993], June 16, 1993, Moniteur Belge [M.B.] [Official Gazette of Belgium], Aug. 5, 1993 (Belg.); Loi relative à la repression des violations graves du droit international humanitaire [Law of February 10, 1999], Feb. 10, 1999, Moniteur Belge [M.B.] [Official Gazette of Belgium], Mar. 23, 1999 (Belg.).; See Loi relative à la repression des violations graves du droit international humanitaire [Law of Aug. 5, 2003], Aug. 5, 2003, Moniteur Belge [M.B.] [Official Gazette of Belgium], Aug. 7, 2003 (Belg.); Organic Law on the Judiciary, supra note 103, art. 23(4). Similarly, the U.S. Supreme Court has limited the country’s civil universal jurisdiction remedies under the Alien Tort Statute (ATS). Kiobel v. Royal Dutch Petroleum Co., 133 S. Ct. 1659 (2013).
With regard to universal jurisdiction, ensuring compliance with the principle of legality is a concern. Although international crimes, including aggression, are crimes under customary international law at the time the offenses are committed, the accused must also know the penalties for the crime per the principle of nullum crimen, nulla poena sin lege.108
Cassese et al.., supra note 72, at 279.
Compare Alien Tort Statute of the United States (offering civil penalties for international crimes), with Spain’s Universal Jurisdiction statute allowing for criminal penalties. See supra, note 107 & note 103, respectively.
See, for example, Christian Tomuschat, The Legacy of Nuremberg, 4 J. Int’l Crim. Just. 830, 835 (2006).
Finally, although universal jurisdiction generally covers the most serious crimes of international law, states and experts differ as to the list of crimes included within its scope.111
See Brown, supra note 107, at 384.
See Eugene Kontorovich, The Piracy Analogy: Modern Universal Jurisdiction’s Hollow Foundations, 45 Harv. Int’l L. J. 183, 230 (2004) (finding that Swiss philosopher Emerich de Vattel’s position was to oppose the application of universal jurisdiction beyond piracy).
See David J. Bederman, International Law Frameworks 24–25 (2d ed. 2006).
Barcelona Traction Light & Power Co. (Belg. v. Spain), 1970 I.C.J. 46, at 33 (Feb. 5).
Id. Skeptics, however, point out that just because a norm is erga omnes does not necessarily confer a right of states to prosecute under universal jurisdiction. See Patrycja Grzebyk, Criminal Responsibility for the Crime of Aggression 219 (2013).
Princeton Principles, supra note 99, at 23. The specific crime of aggression, however, was excluded in favor of its Nuremberg predecessor given the difficulties in defining the crime. Id., at 39 et seq. The participants on the Princeton Project discussed “crimes against peace” at length, finding that, “[w]hile many argue that aggression constitutes the most serious international crime, others contend that defining the crime of ‘aggression’ is in practice extremely difficult and divisive. In the end, ‘crimes against peace’ were included, despite some disagreement, in part in order to recall the wording of Article 6(a) of the Nuremberg Charter.” Id., at 47. Interestingly, however, piracy has always been considered a crime subject to universal jurisdiction despite its definitional problems. See Malvina Halberstam, Terrorism on the High Seas: The Achille Lauro, Piracy and the IMO Convention on Maritime Safety, 82 Am. J. Int’l L. 269, 272–73 (1988).
Given that the international community of states has now defined the crime of aggression under the Rome Statute, it is more likely that the crime as defined by the ICC would broadly be considered subject to universal jurisdiction—and perhaps included on an updated version of the Princeton Principles’ list of serious crimes. Furthermore, the categories of crimes alleged at Nuremberg have largely been accepted as customary international law, and scholars have found that the International Military Tribunal was applying the principle of universality when prosecuting World War II war criminals.117
See Carly Nyst, Solidarity in a Disaggregated World: Universal Jurisdiction and the Evolution of Sovereignty, 8 J. Int’l L. & Int’l Rel. 36, 40 (2012); Michael P. Scharf, Universal Jurisdiction and the Crime of Aggression, 53 Harv. Int’l L. J. 357, 375 (2012) (citing Robert. H. Jackson, The Nüremberg Case 88 (1971) (“The principle of individual responsibility for piracy and brigandage, which have long been recognized as crimes punishable under International Law, is old and well established. That is what illegal warfare is.”)). But see, for example, Madeline Morris, High Crimes and Misconceptions: The ICC and Non-Party States, 64 Law & Contemp. Probs. 13, 38 (2001).
Thus, theoretically, the crime of aggression can be prosecuted in domestic courts under various types of jurisdiction. Protective and universal jurisdiction, although the most contentious forms of jurisdiction for prosecuting international crimes domestically, are probably the most promising given that the aggressor and victim states face nearly insurmountable practical challenges in bringing leaders to account before national courts for waging aggressive war.
IV. Domestic Jurisdictions and the Crime of Aggression: An Impossible Relationship?
TOPPractically, however, it is difficult to combat impunity for the crime of aggression at the international and domestic levels, even in those states with territorial or nationality links. The following Section explores both the necessity and the inherent challenges to successfully prosecuting individuals at the national level for crimes of aggression. That said, ensuring some mechanisms for prosecuting the crime of aggression is imperative to ending impunity for perpetrators of aggression.
A. State Sovereignty and Par in Parem Non Habet Imperium
TOPThe International Law Commission (ILC) found that “the crime of aggression was inherently unsuitable for trial by national courts and should instead be dealt with only by an international court” when drafting the 1996 Draft Code of Crimes Against Peace and Security of Mankind.118
Rep. of the Int’l Law Comm’n, 48th Sess., May 2–July 26, 1996, U.N. Doc. A/51/10; GAOR, 51st Sess., Supp. No. 10, at 39 (1996).
Id., at 42, 49.
Id., at 50, art. 8(15) (commentary), art. 12(2)(a)(ii).
The reasoning behind this decision was that one state’s national courts determining whether another state had committed an act of aggression was considered contrary to the international principle of par in parem non habet imperium (equals, or sovereigns, do not have authority over one another).121
Coracini, supra note 66, at 730.
Draft Code of Crimes Against the Peace and Security of Mankind, Rep. of the Int’l Law Comm’n, 48th Sess., May 6–July 26, 1996, U.N. Doc. A/51/10, at 30 (1996).
International law scholars and jurists have criticized the ILC’s view as contrary to legitimate, fundamental principles of criminal jurisdiction, including territoriality.123
Lotus Case, supra note 75, at 20. See, for example, Nidal Nabil Jurdi, The Domestic Prosecution of the Crime of Aggression after the International Criminal Court Review Conference: Possibilities and Alternatives 14 Melb. J. Int’l L. 129, 134–5 (2013); Nicolaos Strapatsas, Complementarity and Aggression: A Ticking Time Bomb?, in Future Perspectives on International Criminal Justice 450, 454 (Carsten Stahn & Larissa van den Herik eds., 2010); Coracini, supra note 67, at 725, 731. But see Beth Van Schaack, Par in Parem Imperium Non Habet: Complementarity and the Crime of Aggression, 10 J. Int’l Crim. Just. 133–34 (2012) (arguing that the ICC should be allowed to exercise a de facto primacy over the crime of aggression).
Rome Statute, supra note 4, art. 17; see Pål Wrange, The Crime of Aggression and Complementarity, in International Criminal Justice: Law and Practice from the Rome Statute to Its Review 591, 593-594 (Roberto Bellelli ed., 2010).
Moreover, when adjudicating international crimes or grave breaches of international humanitarian law, domestic courts often rule that certain acts of state occurred. Domestic courts determine whether states commit widespread and systematic attacks against civilian populations, whether armed conflicts are international or non-international in nature,125
See, for example, Jurdi, supra note 123, at 136; Coracini, supra note 66, at 725, 731.
Judgment of Constitutional Court of Guatemala in State v. Ríos Montt and Rodriguez Sanchez, Case File 1904-2013, Decision of 20 May 2013.
Thus, the ILC’s view of aggression departed from international customary law and state practice,127
For a detailed description of post-World WarII prosecutions involving aggression, see Strapatsas, supra note 123, at 450, 454–56.
Nuremberg Charter, supra note 2; Strapatsas, supra note 123, at 450, 454.
See generally Kampala Amendments, supra note 10.
Furthermore, international legal norms have shifted away from absolute notions of state sovereignty. In fact, it is this specific threat to state sovereignty that gives victim states, or those acting upon its behalf, the legitimacy to bring perpetrators of international crimes to justice. Consequently, the ILC adopted a retrogressive approach to state sovereignty and acts of state doctrine, an approach that has been losing ground since Nuremberg.130
Jurdi, supra note 123, at 136.
Strapatass, supra note 123, at 450, 454.
B. Challenges to Domestic Prosecutions of the Crime of Aggression
TOP1. Politicization of aggression trials.
Although a state has jurisdiction to determine whether another state’s officials committed an act of aggression and to hold those responsible for the crime of aggression in domestic courts, serious challenges still exist to prosecuting aggression at the domestic level. Because criminality attaches to the architects and not simply to direct perpetrators of crimes and, as the line between politics and the rule of law blurs, combating impunity becomes a more difficult task to undertake. By definition, the crime of aggression involves official state acts at the highest levels, and individual-level responsibility for aggression arises out of a state’s responsibility for acts of aggression.132
See Kampala Amendments, supra note 10, art. 8 bis.
2. Aggressor state incentive to shield individual aggressors from punishment.
Given that acts of aggression are initiated in the aggressor state’s territory, the aggressor state has the power to exercise jurisdiction over the perpetrator of the crime of aggression.133
See Lotus Case, supra note 75, at 86.
Indeed, the only circumstances under which an aggression prosecution could occur in the aggressor state may be a regime change where the previous government’s policies were unpopular and there is political and popular will to account for past crimes.134
See Grzebyk, supra note 115, at 218 (finding that “[c]ourts of the aggressor state can only bring the perpetrators of the crime of aggression to justice if the aggression fails to achieve its intended outcomes, and the regime responsible for the aggression collapses.”).
3. Victim state's inability to prosecute and lack of incentives for third-party states.
Under territorial, passive personality, or protective principles, the victim state may also exercise jurisdiction over the crime of aggression. Here, however, state institutions may not be capable of carrying forth a meaningful trial after suffering an attack on the state’s territory.135
Id.
See Id.
In addition, even if third-party states have the adjudicative power to try alleged aggressors via protective or universal jurisdiction, a third-party state has few justified incentives beyond a moral imperative to bring criminal charges against state officials of a foreign state. A third-party state may have increased incentive to prosecute if, for example, nationals of a third-party state were victims of the aggressive acts, the state’s national security interests were threatened by spillover effects of the conflict, or there were indications that the aggressor state planned to wage a war of aggression against the third-party state at some point in the future. Other incentives, such as political ties, geopolitical alliances, or retributive justice for past harms, may corrupt the legitimacy of any attempt to try alleged aggressors in a third-party state’s courts.
Unless more states enact legislation to empower their courts to prosecute the crime of aggression,137
There are current efforts to domesticate the core international crimes, including aggression, in national criminal legal systems globally. See, for example, The Global Campaign for Ratification and Implementation of the Kampala Amendments on the Crime of Aggression, http://crimeofaggression.info(last visited May 1, 2016).
Extradition may not be granted, thereby preventing prosecution, especially in cases in which the deciding state finds that the crime is a political offense or in the case in which dual criminality does not exist. See European Convention on Extradition arts. 1(2), 2(1), Dec. 13, 1957, 359 U.N.T.S. 273; Inter-American Convention on Extradition arts. 3–4, Feb. 25, 1981, 60 O.A.S.T.S.
4. Jurisdictional immunities of high-ranking government officials.
Aggression is a leadership crime; thus, all domestic prosecutions of international crimes must still overcome jurisdictional immunities for high-ranking government officials. In the Case Concerning the Arrest Warrant of 11 April 2000 (Arrest Warrant Case), the International Court of Justice (ICJ) found that customary international law grants immunity to incumbent government leaders from criminal prosecution before national courts when accused of committing war crimes or crimes against humanity.139
See generally Case Concerning the Arrest Warrant of 11 Apr. 2000 (Dem. Rep. Congo v. Belg.), 2002 I.C.J. 121 (Feb. 14) [hereinafter Arrest Warrant Case].
Id. ¶ 61.
In the case of aggression, the aggressor state can always prosecute its own officials or waive immunity of the official from prosecution before another state’s court for acts of aggression. The victim state can only prosecute individuals either in the event that the aggressor state waives immunity or holds trials in absentia. Furthermore, any domestic court with jurisdiction could find, as scholars have asserted, that international crimes are private acts as opposed to official state acts. In contrast to other core international crimes, however, high-ranking officials cannot commit aggression without state action as part of official state policy.141
Id. ¶ 36 (dissenting opinion of Judge ad hoc Van den Wyngaert).
One solution to this challenge that the crime of aggression poses with regard to immunities for high-ranking officials is for domestic jurisdictions to carve out an explicit exception for acts of aggression. Indeed, states could pass legislation ensuring that an act of aggression is regarded as illegal state action (as opposed to private action) in addition to being an international crime. In a state with such an immunities exception, high-ranking officials accused of committing aggression would not enjoy immunity from prosecution as a matter of law. Although enforcement would remain a challenge, domestic laws carving out exceptions for acts of aggression would adequately put would-be aggressors on notice, prohibiting leaders from abusing state power to conduct aggressive wars counter to the U.N. Charter.
5. Act of state and political question doctrines.
Unlike war crimes, genocide, and crimes against humanity, for which individual criminal responsibility may be independent of the existence of state responsibility, the crime of aggression is closely connected with the resort to force by a state. Domestic courts have upheld the act of state doctrine as a jurisdictional bar and defense against prosecution for international crimes, including the crime of aggression.142
The National Navigation Company of Egypt Contra Tavoularidis, Nov. 9, 1927, Gazette Vol. XIX, p. 251 (1927-1929) 4 I.L.R 173. But see Tokyo Tribunal, supra note 2.
See, for example, Attorney-General v. Nissan, [1969] UKHL 3, [1970] A.C. 179 (H.L.) ¶ 263 (appeal and cross appeal judgment); Johnstone v. Pedlar, [1921] UKHL 1, [1921] 2 A.C. 262 (H.L.) 271; Buron v. Denman 2 Exch. 167 (1848); Controller and Auditor-General v. Davison [1996] 2 N.Z.L.R. 278 (CA); New South Wales v. Commonwealth (1975) 135 C.L.R. 377, 388 (Austl.); 8 A.L.R. 1, 28; The Queen v. Seven Named Accused, Supreme Court, Pitcairn Island, April 19, 2004, in 127 I.L.R. 266–67, 287–88.
[t]he legality of an act done by a foreign State cannot be tried by the courts of another State; and although this rule is subject to exceptions in a case where the State has acted as an individual or as a civil person, no exception can be raised when the basis of the action against the State is the exercise of the State’s sovereign powers.144
The National Navigation Company of Egypt Contra Tavoularidis, supra note 144, at 251.
In these cases, any act of aggression would be considered an act jure imperii, or a public act of state, triggering the act of state doctrine. Accordingly, a victim state could not exercise jurisdiction over high-level officials allegedly committing aggression without the aggressor state’s waiver unless a competent body had declared the act an act of aggression,145
By definition, a declaration of an act of aggression by the Security Council will have determined that an act of state had occurred. See Definition of Aggression, supra note 30, at 143 (defining Aggression as “the use of armed force by a State against the sovereignty, territorial integrity or political independence of another State, or in any other manner inconsistent with the Charter of the United Nations . . . .”).
Although third-party states have many obstacles to successful prosecutions of the crime of aggression, universal jurisdiction should be seen as a promising avenue around act of state and political question doctrines in aggression prosecutions. Third-party states with universal jurisdiction statutes enabling their courts to prosecute individuals for crimes of aggression are, in effect, stepping in and prosecuting for courts in the alleged aggressor state when that state is unwilling or unable to prosecute domestically the high-ranking officials who allegedly committed aggression.146
See supra note 70.
V. Conclusion
TOPUnless and until the ICC begins to exercise jurisdiction over aggression sometime after January 2017, the crime of aggression can only be prosecuted at the national level in domestic courts. Although states parties to the ICC may soon empower the ICC with jurisdiction over the crime of aggression, past practice and experience of the ICC has demonstrated that real limitations exist to successfully prosecuting crimes of aggression in a way that ensures justice and deters future international crimes. As a result, utilizing domestic avenues for ending impunity are critical if we are ever to see accountability for the crime of aggression.
Even when domestic prosecutions are feasible, however, considerable political and practical challenges remain. These challenges must be recognized and overcome if international law is to continue to evolve in favor of a world order that values rule of law over rule by force. Exceptions to jurisdictional immunities for high-ranking officials, or to the act of state and political question doctrines, for example, could go a long way to help domestic prosecutions. Indeed, the international community has come a long way—from Nuremberg to Kampala—to ensure that impunity for international crimes is not absolute. The continued search to end impunity for all international crimes, including the crime of aggression, must continue until perpetrators are held to account.
- 1One particular defendant, the head of the Nazi Party Chancellery, Rudolf Hess, was convicted solely of conspiring to commit crimes against peace. Hess was found to have used his official position to take part in the political planning of wars of aggression. “As deputy to the Führer, Hess was the top man in the Nazi Party with responsibility for handling all Party matters, and authority to make decisions in Hitler’s name on all questions of Party leadership . . . . Hess was an informed and willing participant in German aggression against Austria, Czechoslovakia, and Poland.” Judicial Decisions: International Military Tribunal (Nuremberg), Judgment and Sentences, 41 Am. J. Int’l L. 172, 275-76 (1947) [hereinafter International Military Tribunal (Nuremberg)].
- 2Charter of the International Military Tribunal, annexed to the London Agreement on War Criminals, art. 6(a), Aug. 8, 1945, 59 Stat. 1546, 1547, 82 U.N.T.S. 284, 288 [hereinafter Nuremberg Charter]. Rudolf Hess was sentenced to life imprisonment. Eleven other defendants were also convicted of crimes against peace—Göring, Ribbentrop, Keitel, Rosenberg, Frick, Funk, Dönitz, Raeder, Jodl, Seyss-Inquart, and Neurath. See generally International Military Tribunal (Nuremberg), supra note 1; Charter of the International Military Tribunal for the Far East, art. 5, Jan. 19, 1946, T.I.A.S. No. 1589 [hereinafter Tokyo Tribunal], https://www.loc.gov/law/help/us-treaties/bevans/m-ust000004-0020.pdf.
- 3Nuremberg Charter, supra note 2, art. 6(a).
- 4International Military Tribunal (Nuremberg), supra note 1, at 186. At the time, the crime of aggression was established as a “crime against peace,” but the concept has remained essentially the same in terms of individual criminal accountability. See International Military Tribunal (Nuremberg), supra note 1, at 186. Cf. Rome Statute of the International Criminal Court, July 17, 1998, 2187 U.N.T.S. 90 [hereinafter Rome Statute].
- 5U.N. Charter arts. 2(3)–(4). See, for example, Claus Kreß, The Iraqi Special Tribunal and the Crime of Aggression, 2 J. Int’l Crim. Just. 347, 347 (2004) (stating that legal scholars agree that Iraq’s invasion of Kuwait to annex its territory amounted to a war of aggression); Michael J. Glennon, The Blank Prose Crime of Aggression, 35 Yale J. Int’l L. 71, 73, 91-95 (2010) (finding that every U.S. President since John F. Kennedy could have been subject to prosecution for the crime of aggression, citing several examples, including the 1961 U.S. invasion of Cuba at the Bay of Pigs, the 1983 U.S. invasion of Grenada, and the 2003 U.S. invasion of Iraq).
- 6See, for example, Glennon, supra note 5, at 91–95.
- 7See, for example, Mark Mardell, G7 Warns Russia on ‘Annexing’ Crimea, BBC (Mar. 12, 2014), http://www.bbc.com/news/world-europe-26547138;Russian armed forces seize Crimea as Putin threatens wide military invasion of Ukraine, Kyiv Post (Mar. 2, 2014), http://www.kyivpost.com/content/ukraine/tensions-rise-in-armed-standoff-in-crimea-between-ukrainian-and-russian-backed-forces-337942.html.
- 8The U.N. Charter prohibits the use of force except in cases of self-defense or Security Council authorization. U.N. Charter arts. 2(3)–(4) & 51 (Article 2(3) mandates member states to “. . . settle their international disputes by peaceful means in such a manner that international peace and security, and justice, are not endangered.” Article 2(4) requires that states “. . . refrain in their international relations from the threat or use of force against the territorial integrity or political independence of any state, or in any other manner inconsistent with the Purposes of the United Nations.” Article 51 enumerates exceptions to the prohibition, noting that “[n]othing in the present Charter shall impair the inherent right of individual or collective self-defence if an armed attack occurs against a Member of the United Nations, until the Security Council has taken measures necessary to maintain international peace and security.”); see Peter M. Olsen, The Lawfulness of Russian Use of Force in Crimea, 53 Mil. L. & L. War Rev. 17, 19 & 39 (2014) (arguing that Russia’s use of force in Crimea was unlawful and illegal); Ruwanthika Gunaratne, Debate map: Ukraine/Crimea, Public Int’l Law, https://ruwanthikagunaratne.wordpress.com/2014/03/14/oup-debate-map-on-crimea/(listing many sources on various sides of the debate).
- 9Memorandum on Security Assurances in Connection with Ukraine's Accession to the Treaty on the Non-Proliferation of Nuclear Weapons, U.N. Doc. A/49/765 (Dec. 19, 1994), available at https://www.msz.gov.pl/en/p/wiedenobwe_at_s_en/news/memorandum_on_security_assurances_in_connection_with_ukraine_s_accession_to_the_treaty_on_the_npt?printMode=true.
- 10Assembly of States Parties Res. RC/Res.6, annex III, 22 (June 11, 2010), available at http://crimeofaggression.info/documents/6/Review-Conference-offiical-records-ENG.pdf[hereinafter Kampala Amendments].
- 11See Noah Weisbord, Judging Aggression, 50 Colum. J. Transnat’l L. 82, 85 (2011).
- 12Rome Statute, supra note 4, art. 5(1).
- 13Kampala Amendments, supra note 10. The Rome Statute contains complex provisions on the conditions for the exercise of jurisdiction over the crime of aggression. The ICC can take action against alleged perpetrators of aggression once 30 states parties ratify the Kampala Amendments and the ASP decide by a two-thirds majority to activate the ICC’s jurisdiction. After January 1, 2017, the ICC can begin investigating and prosecuting the crime of aggression if either: (1) the U.N. Security Council refers the situation to the ICC; or (2) a state party refers a situation or the Prosecutor starts an investigation propio motu, the states involved in the situation are parties to the Rome Statute, at least one of the states involved has ratified the amendment, and the alleged aggressor state party has not opted out of the ICC’s jurisdiction over the crime of aggression. See Rome Statute, supra note 4, art. 13(b)–(c).
- 14Kampala Amendments, supra note 10; The Travaux Préparatoires of the Crime of Aggression 3 (Stefan Barriga & Claus Kreß eds., 2012). The compromise includes a clause that prevents the ICC from exercising jurisdiction over the crime of aggression immediately. Instead, the ASP will have to make a further decision to activate the ICC’s jurisdiction no earlier than 2017. Also, one year must have passed since the 30th ratification before the ICC can exercise its jurisdiction over the crime of aggression. Kampala Amendments, supra note 10, art. 15 bis ¶¶ 2, 3.
- 15But see Harold Hongju Koh & Todd F. Buchwald, The Crime of Aggression: The United States Perspective, 109 Am. J. Int’l L. 257, 262–273 (2015).
- 16Kampala Amendments, supra note 10, art. 15 bis ¶ 3.
- 17See infra note 69; Rome Statute, art. 17 (Only when a state is unable or unwilling to prosecute for international crimes under its jurisdiction will the Court exercise its jurisdiction under the principle of complementarity.).
- 18Kampala Amendments, supra note 10, art. 15 bis ¶ 6.
- 19Mary Ellen O’Connell, International Law and the Use of Force, Cases and Material 127–29 (2d ed. 2009).
- 20See generally Benjamin B. Ferencz, Defining International Aggression: The Search for World Peace (1975); Oscar Solera, Defining the Crime of Aggression (2007).
- 21General Treaty for Renunciation of War as an Instrument of National Policy art. I, Aug. 27, 1928, 46 Stat. 2343, 94 L.N.T.S. 57.
- 22Treaty of Versailles art. 227, June 28, 1919. The Kaiser fled to the Netherlands, which refused to extradite him to the tribunal finding that it was applying ex post facto law. See Noah Weisbord, Prosecuting Aggression, 49 Harv. Int’l L. J. 161, 162 (2008) (citing Benjamin B. Ferencz, From Nuremberg to Rome: A Personal Account, in Justice for Crimes Against Humanity 31, 31 (Mark Lattimer & Phillippe Sands eds., 2003)).
- 23“Crimes against Peace” was defined as “planning, preparation, initiation or waging a war of aggression, or a war in violation of international treaties, agreements or assurances, or participation in a common plan or conspiracy for the accomplishment of any of the foregoing.” Agreement for the Prosecution and Punishment of the Major War Criminals of the European Axis, Annex art. VI(a), Aug. 8, 1945, 59 Stat. 1544, 1547, 82 U.N.T.S. 279, 288.
- 24Trial of the Major War Criminals before the International Military Tribunal, Nuremberg, 14 October 1945–1 October 1946 (1947-1949), Vol. XXII International Military Tribunal 427 (1948), available at www.loc.gov//rr/frd/Military_Law/NT_major-war-criminals.html;International Military Tribunal (Nuremberg), supra note 1, at 186.
- 25Control Council Law No. 10, art. II, Dec. 20, 1945, reprinted in 1 Trials of War Criminals Before the Nuremberg Military Tribunals Under Control Council Law No. 10, at xvi (1949); see Weisbord, supra note 22, at 165.
- 26U.N. Charter art. 2(4), 51.
- 27U.N. Charter art. 1(1), 39.
- 28See Solera, supra note 20, at 63.
- 29Weisbord, supra note 22, at 165.
- 30U.N. Charter art. 2(4); Definition of Aggression, G.A. Res. 3314 (XXIX), U.N. Doc. A/RES/3314(XXIX) at 143 (Dec. 14, 1974) [hereinafter Definition of Aggression].
- 31Christian Henderson, The Persistent Advocate and the Use of Force: The Impact of the United States Upon the “Jus ad Bellum” in the Post-Cold War Era 198 (2010).
- 32Int’l Comm’n on Intervention and State Sovereignty, The Responsibility to Protect: Report of the International Commission on Intervention and State Sovereignty (2001), available at http://responsibilitytoprotect.org/ICISS%20Report.pdf[hereinafter ICISS Report]; 2005 World Summit Outcome, G.A. Res. 60/1, ¶¶ 138–39, U.N. Doc. A/RES/60/1 (Oct. 24, 2005) [hereinafter 2005 World Summit Outcome Document]. Cf. Koh & Buchwald, supra note 15, at 258 (discussing problems related to the definition of the crime of aggression and humanitarian assistance, and positing that the U.S. views humanitarian intervention as a controversial concept). The Responsibility to Protect, or R2P, is a new international security and human rights norm to address the international community’s failure to prevent and stop genocides, war crimes, ethnic cleansing and crimes against humanity. See 2005 World Summit Outcome Document, ¶¶ 138–39.
- 33Weisbord, supra note 22, at 165; Benjamin B. Ferencz, The United Nations Consensus Definition of Aggression: Sieve or Substance?, 10 J. Int’l L. & Econ. 701, 707 (1975); see generally Report of the Special Committee on the Question of Defining Aggression, U.N. Doc. A/9619 GAOR, 29th Sess., Supp. No. 19 (1974); Report of the Special Committee on the Question of Defining Aggression, U.N. Doc. A/9019 GAOR, 28th Sess., Supp. No. 19 (1973); Report of the Special Committee on the Question of Defining Aggression, U.N. Doc. A/8719 GAOR, 27th Sess., Supp. No. 19 (1972);. Report of Special Committee on the Question of Defining Aggression, U.N. Doc. A/8419 GAOR, 26th Sess., Supp. No. 19 (1971); Report of the Special Committee on the Question of Defining Aggression, U.N. Doc. A/8019 GAOR, 25th Sess., Supp. No. 19 (1970); Report of the Special Committee on the Question of Defining Aggression, U.N. Doc. A/7620 GAOR, 24th Sess., Supp. No. 19 (1969); Report of the Special Comm. on the Question of Defining Aggression, U.N. Doc. A/7402 GAOR, 23d Sess., Supp. No. 19 (1968); G.A. Res. 2330 (XXII), U.N. Doc. A/6988 GAOR, 22d Sess. (Dec. 18, 1967) (thirty-five members); G.A. Res. 895 (IX), U.N. Doc. A/RES/895(IX) (Dec. 4, 1954) (nineteen members); G.A. Res. 378/(V)(B), U.N. Doc. A/RES/378(V) (Nov. 17, 1950) (fifteen members).
- 34Claus Kreß & Leonie von Holtzendorff, The Kampala Compromise on the Crime of Aggression, 8 J. Int’l Crim. Just. 1179, 1181–82 (2010); Ferencz, supra note 33, at 708.
- 35G.A. Res. 2330 (XXII), U.N. Doc. A/RES/2330 (Dec. 18, 1967); Weisbord, supra note 22, at 168.
- 36Definition of Aggression, supra note 30, at 143.
- 37Id. Articles 3 and 4 read:
Any of the following acts, regardless of a declaration of war, shall, subject to and in accordance with the provisions of article 2, qualify as an act of aggression:
(a) The invasion or attack by the armed forces of a State of the territory of another State, or any military occupation, however temporary, resulting from such invasion or attack, or any annexation by the use of force of the territory of another State or part thereof,
(b) Bombardment by the armed forces of a State against the territory of another State or the use of any weapons by a State against the territory of another State;
(c) The blockade of the ports or coasts of a State by the armed forces of another State;
(d) An attack by the armed forces of a State on the land, sea or air forces, or marine and air fleets of another State;
(e) The use of armed forces of one State which are within the territory of another State with the agreement of the receiving State, in contravention of the conditions provided for in the agreement or any extension of their presence in such territory beyond the termination of the agreement;
(f) The action of a State in allowing its territory, which it has placed at the disposal of another State, to be used by that other State for perpetrating an act of aggression against a third State;
(g) The sending by or on behalf of a State of armed bands, groups, irregulars or mercenaries, which carry out acts of armed force against another State of such gravity as to amount to the acts listed above, or its substantial involvement therein.
Article 4: The acts enumerated above are not exhaustive and the Security Council may determine that other acts constitute aggression under the provisions of the Charter.
Id. arts. 3 & 4.
- 38Id. art. 3 (defining Aggression as “the use of armed force by a State against the sovereignty, territorial integrity or political independence of another State, or in any other manner inconsistent with the Charter of the United Nations . . . .”).
- 39Rep. of the Int’l L. Comm’n, 48th Sess., May 6–July 26, 1996, U.N. Doc. A/51/10; GAOR, 51st Sess., Supp. No. 10, at 83–85 (Jan. 1, 1996).
- 40Weisbord, supra note 22, at 168 (2008) (citing Benjamin Ferencz, Defining Aggression: where it Stands and Where It’s Going, 66 Am. J. Int’l L. 491, 493 (1972)). But see M. Cherif Bassiouni & Benjamin B. Ferencz, The Crime Against Peace, in International Criminal Law 313, 315–16 (M. Cherif Bassiouni ed., 2d ed. 1999) (noting that “by implication and with reference to the historical context of preventing and punishing aggressive war, that definition could be used as a basis for the criminalization of aggression.”).
- 41Kreß, supra note 5, at 347–48.
- 42Kreß & Holtzendorff, supra note 34, at 1181.
- 43Rome Statute, supra note 4, art. 5.
- 44See Koh & Buchwald, supra note 15, at 261–63; Kreß & Holtzendorff, supra note 34, at 1182.
- 45Rome Statute, supra note 4, arts. 5(1)(d), 5(2) (stating that the ICC has jurisdiction over the crime of aggression but that it “shall exercise jurisdiction over the crime of aggression once a provision is adopted…defining the crime and setting out the conditions under which the Court shall exercise jurisdiction with respect to this crime.”).
- 46ICC-ASP/I/Res. 1 adopted by consensus at the 3d. Plenary Meeting on Sept. 9, 2002, ICC-ASP/I/3, 328.
- 47Stefan Barriga, Against the Odds: The Results of the Special Working Group on the Crime of Aggression, in International Criminal Justice: Law and Practice from the Rome Statute to its Review 621, 621 & 640 (Roberto Bellelli ed., 2010).
- 48Kampala Amendments, supra note 10, art. 8 bis.
- 49Id.
- 50Rome Statute, supra note 4, art. 8 bis (1).
- 51Id.
- 52See Definition of Aggression, supra note 30, art. 5(2) (“A war of aggression is a crime against international peace.”); Nuremberg Charter, supra note 2, art. 6; see also Tokyo Tribunal, supra note 2, art. 5.
- 53But see Koh & Buchwald, supra note 15, at 270 (arguing that “standard definitions of the word ‘manifest’ suggest something that is evident, obvious, apparent, or plain, without necessarily connoting the egregiousness or flagrance that would ordinarily be considered essential to distinguish aggression for which individual criminal liability might lie from other illegal uses of force.”).
- 54Kampala Amendments, supra note 10, arts. 15 bis (2–3), 15 ter (2–3); Review Conference of the Rome Statute of the International Criminal Court, ICC Doc. RC/11 (2010).
- 55See Leila Nadya Sadat, The International Criminal Court and the Transformation of International Law: Justice for the New Millennium 138 (2002).
- 56Rome Statute, supra note 4, art. 8(1) bis; Kampala Amendments, supra note 10, art. 8 bis. See Koh & Buchwald, supra note 15, at 262 (arguing that the prosecution of an individual for aggression necessarily turned on a prior determination that a state act of aggression occurred and, therefore, that the Security Council would need to make that determination).
- 57Rome Statute, supra note 4, arts. 5–8.
- 58See Michael P. Scharf, Customary International Law in Times of Fundamental Change: Recognizing Grotian Moments 88 (2013) (stating that the decision, at least in part, to exclude aggression in modern international criminal tribunals’ statutes reflected a recognition that aggression was a different species of offense).
- 59Rome Statute, supra note 4, art. 8(1) bis; Kampala Amendments, supra note 10, art. 8 bis.
- 60See Geneva Convention for the Amelioration of the Condition of the Wounded and Sick in Armed Forces and the Field, Aug. 12, 1949, 6 U.S.T. 3114, 75 U.N.T.S. 31; Geneva Convention for the Amelioration of the Condition of the Wounded, Sick, and Shipwrecked Members of Armed Forces at Sea, Aug. 12, 1949, 6 U.S.T. 3217, 75 U.N.T.S. 85; Geneva Convention Relative to the Treatment of Prisoners of War, art. 3, Aug. 12, 1949, 6 U.S.T. 3316, 75 U.N.T.S. 135; Geneva Convention Relative to the Protection of Civilian Persons in Times of War, Aug. 12, 1949, 6 U.S.T. 3516, 75 U.N.T.S. 287; Hague Convention (IV) Respecting the Laws and Customs of War on Land and Its Annex: Regulations Concerning the Laws and Customs of War on Land, Oct. 18, 1907, and CIL.
- 61See Rome Statute, supra note 4, art. 7.
- 62Kevin Jon Heller, Retreat from Nuremberg: The Leadership Requirement in the Crime of Aggression, 18 Euro. J. Int’l L. 477, 477–97 (2007); Claus Kreß, The Crime of Aggression Before the First Review of the ICC Statute, 20 Leiden J. Int’l L. 851, 855 (2007).
- 63But see Heller, supra note 64 at 477–97(arguing that the jurisprudence from Nuremberg applied a ‘shape or influence’ rather than a ‘control or direct’ requirement in prosecuting the crime of aggression); Kreß, supra note 61, at 855.
- 64Rome Statute, supra note 4, art. 8 bis; Kampala Amendments, supra note 10, art. 8 bis.
- 65Nor will ordinary soldiers be held to account as aiders or abettors of aggression. See Rome Statute, supra note 4, art. 25(3) bis.
- 66Customary international law is a binding source of public international law consisting of “general practice accepted as law.” Statute of the International Court of Justice art. 38(1)(b), June 26, 1945, 59 Stat. 1055, 33 U.N.T.S. 993. For a rule to be considered law under customary international law, two elements must be present: (1) state practice and (2) the belief that such practice is required as a matter of law (opinio juris). The North Sea Continental Shelf Cases (Ger. v. Den.; Ger. v. Neth.), 1969 I.C.J. 3, ¶ 77 (Feb. 20).
- 67Astrid Reisinger Coracini, Evaluating Domestic Legislation on the Customary Crime of Aggression under the Rome Statute’s Complementarity Regime, in The Emerging Practice of the International Criminal Court 725, 741 (Carsten Stahn & Göran Sluiter eds., 2009).
- 68See, for example, Rome Statute, supra note 4.
- 69See, generally, John T. Holmes, The Principle of Complementarity, in The International Criminal Court: The Making of the Rome Statute—Issues, Negotiations, Results 41 (Roy S. Lee ed., 1999).
- 70The principle of complementarity at the ICC is the notion that the ICC is a court of last resort, prosecuting international crimes only when a State is unable or unwilling to do so. See Rome Statute, supra note 4, at Preamble ¶ 10, art. 17. The Rome Statute specifically defers to state sovereignty by declaring the importance of ICC jurisdiction as complementing national jurisdictions. “[I]t is the duty of every State to exercise its criminal jurisdiction over those responsible for international crimes.” Id., at Preamble ¶ 6.
- 71See Coracini, supra note 67, at 727.
- 72Antonio Cassese et al., International Criminal Law 275 (3d ed. 2013). See also Coracini, supra note 67, at 727 (noting that the place where the crime has been committed is referred to as locus delicti commissi).
- 73See generally Sheri P. Rosenberg, The Audacity of Hope: International Criminal Law, Mass Atrocity Crimes, and Prevention, in Reconstructing Atrocity Prevention 151 (Sheri P. Rosenberg, Tibi Galis, & Alex Zucker eds., 2016). See also id., at 162 (discussing the origins of expressivism and its relevance in international criminal law); Cassese et al., supra note 71, at 275.
- 74Rome Statute, supra note 4, art. 17.
- 75See, for example, Cassese et al., supra note 72, at 271.
- 76See S.S. Lotus (Fr. v. Turk.), 1927 P.C.I.J. (ser. A) No. 10, at 18-19 (Sept. 7) [hereinafter Lotus Case].
- 77Cassese et al., supra note 72, at 271.
- 78See Bert V.A. Röling, The Significance of the Laws of War, in Current Problems of International Law 133, 137–39 (Antonio Cassese ed., 1975).
- 79See Paola Gaeta, The Need Reasonably to Expand National Criminal Jurisdiction over International Crimes, in Realizing Utopia: The Future of International Law 596–606 (Antonio Cassese ed., 2012).
- 80See, for example, Strassheim v. Daily, 221 U.S. 280, 285 (1911) (“Acts done outside a jurisdiction, but intended to produce and producing detrimental effects within it, justify a state in punishing the cause of the harm as if he had been present at the effect, if the state should succeed in getting him within its power.”).
- 81See Gaeta, supra note 79, at 596.
- 82Lotus Case, supra note 76, at 20.
- 83Coracini, supra note 67, at 750.
- 84This Article is specifically referring to “prescriptive” or legislative jurisdiction (as opposed to “enforcement” or adjudicative jurisdiction). Cassese et al., supra note 71, at 278.
- 85Noah Bialostozky, Extraterritoriality and National Security: Protective Jurisdiction as a Circumstance Precluding Wrongfulness, 52 Colum. J. Transnat’l L. 617, 620 (2014) (citing Draft Convention on Jurisdiction With Respect to Crime, 29 Am. J. Int’l L. Supp. 435, 555 (1935)).
- 86See Harold G. Maier, Jurisdictional Rules in Customary International Law, in Extraterritorial Jurisdiction in Theory and Practice 64, 67-68 (Karl M. Meessen ed., 1996).
- 87Cassese et al., supra note 71, at 273.
- 88Id.
- 89Id.
- 90See, for example, Convention on the Prevention and Punishment of the Crime of Genocide art. 6, Dec. 9, 1948, 102 Stat. 3045, 78 U.N.T.S. 277. Customary international law is less settled on this matter. See James Crawford, Brownlie’s Principles of Public International Law 456 & 467–70 (8th ed., 2012). But see, for example, Henry Kissinger, The Pitfalls of Universal Jurisdiction, Foreign Affairs, July-Aug. 2001, at 86 (giving a broad general critique of universal jurisdiction); Jack Goldsmith & Stephen D. Krasner, The Limits of Idealism, Daedalus, Winter 2003, at 47–49 (discussing the general concept of universal jurisdiction and warning that it has the potential to engender international conflict).
- 91Cassese et al., supra note 71, at 276.
- 92Id., at 277.
- 93Id., at 276.
- 94Id., at 277.
- 95Protective jurisdiction is understood to enable a state to exercise jurisdiction over extraterritorial conduct that is deemed prejudicial to its essential interests, including territorial integrity, political independence, and security. See Draft Convention on Jurisdiction With Respect to Crime, 29 Am. J. Int’l L Supp. 435, 555 (1935); Cassese et al., supra note 71, at 273; Bruno Simma & Andreas Th. Müller, Exercise and Limits of Jurisdiction, in The Cambridge Companion to International Law 134, 143 (James Crawford & Martti Koskenniemi eds., 2012) (“[I]t has long been recognised that certain interests of states are so essential that acts directed against them qualify as sufficiently close to prompt those states’ jurisdiction.”); Antonio Cassese, When May Senior State Officials Be Tried for International Crimes? Some Comments on the Congo v. Belgium Case, 13 Eur. J. Int’l L. 853, 859 (2002).
- 96Bialostozky, supra note 8486, at 620 (citing League of Nations Report, supra note 26, at 257–58; Manuel R. García-Mora, Criminal Jurisdiction Over Foreigners for Treason and Offenses Against the Safety of the State Committed Upon Foreign Territory, 19 U. Pitt. L. Rev. 567, 569 (1958)) (indicating that states in Europe and Latin America that asserted protective jurisdiction in the 19th century did so as exceptions based on the principle of self-defense for acts directed against the security of the state); Maier, supra note 85, at 69 (“To conclude otherwise would put every state at the mercy of every person acting in every other state when the government at the situs of the acts has no self-interest in preventing those acts.”).
- 97See Cassese et al., supra note 72, at 278.
- 98See Definition of Aggression, supra note 30, 143.
- 99See, for example, Coracini, supra note 66, at 729; Yoram Dinstein, War, Aggression and Self-Defence 155 (2011); M. Cherif Bassiouni, International Crimes: Jus Cogens and Obligatio Erga Omnes, 59 Law & Contemp. Probs. 63, 63 & 68 (1996). See also Princeton University Program in Law and Public Affairs, The Princeton Principles on Universal Jurisdiction 23 (2001), available at https://lapa.princeton.edu/hosteddocs/unive_jur.pdf.[hereinafter Princeton Principles]. But see, for example, Alexander Zahar & Göran Sluiter, International Criminal Law 498 (2008).
- 100Kenneth C. Randall, Universal Jurisdiction under International Law, 66 Tex. L. Rev. 785, 788 (1988); see, for example, Cassese et al., supra note 72, at 278.
- 101See, for example, id.
- 102U.N. Secretary-General, The Scope and Application of the Principle of Universal Jurisdiction, U.N. Doc. A/65/181 (July 29, 2010).
- 103See, for example, Organic Law on the Judiciary art. 23 (B.O.E. 1985, 157) (Spain) (noting that criminal acts are “punishable in the place of enforcement”).
- 104Cassese et al., supra note 72, at 278.
- 105United Nations Convention on the Law of the Sea art. 105, Dec. 10, 1982, 1833 U.N.T.S. 397.
- 106See Geneva Convention for the Amelioration of the Condition of the Wounded and Sick in Armed Forces in the Field, Chapter VIII art. 50 & Chapter IX art. 50, Aug. 12, 1949, 75 U.N.T.S. 3 [hereinafter Geneva Convention I]; Geneva Convention for the Amelioration of the Condition of Wounded, Sick and Shipwrecked Members of the Armed Forces at Sea art. 51, Aug. 12, 1949, 75 U.N.T.S. 3 [hereinafter Geneva Convention II]; Geneva Convention Relative to the Treatment of Prisoners of War art. 130, Aug. 12, 1949, 75 U.N.T.S. 3 [hereinafter Geneva Convention III]; Geneva Convention Relative to the Protection of Civilian Persons in Time of War art. 146–47, Aug. 12, 1949, 75 U.N.T.S. 3 [hereinafter Geneva Convention IV]; Convention Against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment, G.A. Res. 39/46, U.N. GAOR, 39th Sess., Supp. No. 51, U.N. Doc. A/39/51, at 197 (1984). But see Ian Brownlie, Principles of Public International Law 306 (7th ed. 2008) (distinguishing the principle of universality from the duty to prosecute or extradite, finding that “[i]n so far as the invocation of the principle of universality in cases apart from war crimes and crimes against humanity creates misgivings, it may be important to maintain the distinction.”).
- 107Bartram S. Brown, The Evolving Concept of Universal Jurisdiction, 35 New Eng. L. Rev. 383, 395 (2001); see Rome Statute, supra note 4, at Preamble ¶ 6 (stating that there is a “duty of every State to exercise its criminal jurisdiction over those responsible for international crimes.”). There is still plenty of controversy about the reach of universal jurisdiction. Belgium and Spain, for example, have recently rolled back their universal jurisdiction statutes after international criticism, especially from states whose leaders were investigated or indicted for war crimes and crimes against humanity. See Code Pénal [C.Pén], arts. 3–4 (Belg.); Loi du 16 juin 1993 relative à la répression des infractions graves aux Conventions internationales de Genève du 12 auôt 1949 et aux Protocoles I et 11 du 8 juin 1977, additionnels a ces Conventions [Law of June 16, 1993], June 16, 1993, Moniteur Belge [M.B.] [Official Gazette of Belgium], Aug. 5, 1993 (Belg.); Loi relative à la repression des violations graves du droit international humanitaire [Law of February 10, 1999], Feb. 10, 1999, Moniteur Belge [M.B.] [Official Gazette of Belgium], Mar. 23, 1999 (Belg.).; See Loi relative à la repression des violations graves du droit international humanitaire [Law of Aug. 5, 2003], Aug. 5, 2003, Moniteur Belge [M.B.] [Official Gazette of Belgium], Aug. 7, 2003 (Belg.); Organic Law on the Judiciary, supra note 103, art. 23(4). Similarly, the U.S. Supreme Court has limited the country’s civil universal jurisdiction remedies under the Alien Tort Statute (ATS). Kiobel v. Royal Dutch Petroleum Co., 133 S. Ct. 1659 (2013).
- 108Cassese et al.., supra note 72, at 279.
- 109Compare Alien Tort Statute of the United States (offering civil penalties for international crimes), with Spain’s Universal Jurisdiction statute allowing for criminal penalties. See supra, note 107 & note 103, respectively.
- 110See, for example, Christian Tomuschat, The Legacy of Nuremberg, 4 J. Int’l Crim. Just. 830, 835 (2006).
- 111See Brown, supra note 107, at 384.
- 112See Eugene Kontorovich, The Piracy Analogy: Modern Universal Jurisdiction’s Hollow Foundations, 45 Harv. Int’l L. J. 183, 230 (2004) (finding that Swiss philosopher Emerich de Vattel’s position was to oppose the application of universal jurisdiction beyond piracy).
- 113See David J. Bederman, International Law Frameworks 24–25 (2d ed. 2006).
- 114Barcelona Traction Light & Power Co. (Belg. v. Spain), 1970 I.C.J. 46, at 33 (Feb. 5).
- 115Id. Skeptics, however, point out that just because a norm is erga omnes does not necessarily confer a right of states to prosecute under universal jurisdiction. See Patrycja Grzebyk, Criminal Responsibility for the Crime of Aggression 219 (2013).
- 116Princeton Principles, supra note 99, at 23. The specific crime of aggression, however, was excluded in favor of its Nuremberg predecessor given the difficulties in defining the crime. Id., at 39 et seq. The participants on the Princeton Project discussed “crimes against peace” at length, finding that, “[w]hile many argue that aggression constitutes the most serious international crime, others contend that defining the crime of ‘aggression’ is in practice extremely difficult and divisive. In the end, ‘crimes against peace’ were included, despite some disagreement, in part in order to recall the wording of Article 6(a) of the Nuremberg Charter.” Id., at 47. Interestingly, however, piracy has always been considered a crime subject to universal jurisdiction despite its definitional problems. See Malvina Halberstam, Terrorism on the High Seas: The Achille Lauro, Piracy and the IMO Convention on Maritime Safety, 82 Am. J. Int’l L. 269, 272–73 (1988).
- 117See Carly Nyst, Solidarity in a Disaggregated World: Universal Jurisdiction and the Evolution of Sovereignty, 8 J. Int’l L. & Int’l Rel. 36, 40 (2012); Michael P. Scharf, Universal Jurisdiction and the Crime of Aggression, 53 Harv. Int’l L. J. 357, 375 (2012) (citing Robert. H. Jackson, The Nüremberg Case 88 (1971) (“The principle of individual responsibility for piracy and brigandage, which have long been recognized as crimes punishable under International Law, is old and well established. That is what illegal warfare is.”)). But see, for example, Madeline Morris, High Crimes and Misconceptions: The ICC and Non-Party States, 64 Law & Contemp. Probs. 13, 38 (2001).
- 118Rep. of the Int’l Law Comm’n, 48th Sess., May 2–July 26, 1996, U.N. Doc. A/51/10; GAOR, 51st Sess., Supp. No. 10, at 39 (1996).
- 119Id., at 42, 49.
- 120Id., at 50, art. 8(15) (commentary), art. 12(2)(a)(ii).
- 121Coracini, supra note 66, at 730.
- 122Draft Code of Crimes Against the Peace and Security of Mankind, Rep. of the Int’l Law Comm’n, 48th Sess., May 6–July 26, 1996, U.N. Doc. A/51/10, at 30 (1996).
- 123Lotus Case, supra note 75, at 20. See, for example, Nidal Nabil Jurdi, The Domestic Prosecution of the Crime of Aggression after the International Criminal Court Review Conference: Possibilities and Alternatives 14 Melb. J. Int’l L. 129, 134–5 (2013); Nicolaos Strapatsas, Complementarity and Aggression: A Ticking Time Bomb?, in Future Perspectives on International Criminal Justice 450, 454 (Carsten Stahn & Larissa van den Herik eds., 2010); Coracini, supra note 67, at 725, 731. But see Beth Van Schaack, Par in Parem Imperium Non Habet: Complementarity and the Crime of Aggression, 10 J. Int’l Crim. Just. 133–34 (2012) (arguing that the ICC should be allowed to exercise a de facto primacy over the crime of aggression).
- 124Rome Statute, supra note 4, art. 17; see Pål Wrange, The Crime of Aggression and Complementarity, in International Criminal Justice: Law and Practice from the Rome Statute to Its Review 591, 593-594 (Roberto Bellelli ed., 2010).
- 125See, for example, Jurdi, supra note 123, at 136; Coracini, supra note 66, at 725, 731.
- 126Judgment of Constitutional Court of Guatemala in State v. Ríos Montt and Rodriguez Sanchez, Case File 1904-2013, Decision of 20 May 2013.
- 127For a detailed description of post-World WarII prosecutions involving aggression, see Strapatsas, supra note 123, at 450, 454–56.
- 128Nuremberg Charter, supra note 2; Strapatsas, supra note 123, at 450, 454.
- 129See generally Kampala Amendments, supra note 10.
- 130Jurdi, supra note 123, at 136.
- 131Strapatass, supra note 123, at 450, 454.
- 132See Kampala Amendments, supra note 10, art. 8 bis.
- 133See Lotus Case, supra note 75, at 86.
- 134See Grzebyk, supra note 115, at 218 (finding that “[c]ourts of the aggressor state can only bring the perpetrators of the crime of aggression to justice if the aggression fails to achieve its intended outcomes, and the regime responsible for the aggression collapses.”).
- 135Id.
- 136See Id.
- 137There are current efforts to domesticate the core international crimes, including aggression, in national criminal legal systems globally. See, for example, The Global Campaign for Ratification and Implementation of the Kampala Amendments on the Crime of Aggression, http://crimeofaggression.info(last visited May 1, 2016).
- 138Extradition may not be granted, thereby preventing prosecution, especially in cases in which the deciding state finds that the crime is a political offense or in the case in which dual criminality does not exist. See European Convention on Extradition arts. 1(2), 2(1), Dec. 13, 1957, 359 U.N.T.S. 273; Inter-American Convention on Extradition arts. 3–4, Feb. 25, 1981, 60 O.A.S.T.S.
- 139See generally Case Concerning the Arrest Warrant of 11 Apr. 2000 (Dem. Rep. Congo v. Belg.), 2002 I.C.J. 121 (Feb. 14) [hereinafter Arrest Warrant Case].
- 140Id. ¶ 61.
- 141Id. ¶ 36 (dissenting opinion of Judge ad hoc Van den Wyngaert).
- 142The National Navigation Company of Egypt Contra Tavoularidis, Nov. 9, 1927, Gazette Vol. XIX, p. 251 (1927-1929) 4 I.L.R 173. But see Tokyo Tribunal, supra note 2.
- 143See, for example, Attorney-General v. Nissan, [1969] UKHL 3, [1970] A.C. 179 (H.L.) ¶ 263 (appeal and cross appeal judgment); Johnstone v. Pedlar, [1921] UKHL 1, [1921] 2 A.C. 262 (H.L.) 271; Buron v. Denman 2 Exch. 167 (1848); Controller and Auditor-General v. Davison [1996] 2 N.Z.L.R. 278 (CA); New South Wales v. Commonwealth (1975) 135 C.L.R. 377, 388 (Austl.); 8 A.L.R. 1, 28; The Queen v. Seven Named Accused, Supreme Court, Pitcairn Island, April 19, 2004, in 127 I.L.R. 266–67, 287–88.
- 144The National Navigation Company of Egypt Contra Tavoularidis, supra note 144, at 251.
- 145By definition, a declaration of an act of aggression by the Security Council will have determined that an act of state had occurred. See Definition of Aggression, supra note 30, at 143 (defining Aggression as “the use of armed force by a State against the sovereignty, territorial integrity or political independence of another State, or in any other manner inconsistent with the Charter of the United Nations . . . .”).
- 146See supra note 70.